+1 760.340.4277 customerservice@myfinancialcoach.com

MFC - Live!

Episode 14: Ryan Bennett

Enpo puts the pressure on to demonstrate how a financial advisor would react to being asked a series of questions before being hired.

We will be answering these questions:

– Does it concern you when a client brings a list of initial questions?


  • How are you compensated?
  • Do you have any minimums or quotas that you have to meet?
  • What licenses, registrations and/or designations do you hold?
  • Are you a fiduciary in all transactions?
  • Can you review your U4 or any other relevant disciplinary history with me?
  • Do you provide comprehensive financial planning or do you perform elements of it?



Also available on Podcast:

Join Our Mailing List

We assemble only the most useful and practical resources on financial guidance for your education and convenience.